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William Thomas Mills

Pinnacle Capital Securities, LLC

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About William Thomas Mills

William Mills is a financial professional with over 20 years of experience in the financial services industry. William is currently registered with Pinnacle Capital Securities, LLC. Previously, William was affiliated with HIGHLAND INFORMATION SERVICES, INC. in Birmingham, Alabama. William holds the Series 7, 7TO, 63, 65, and 24 licenses and is currently registered with the states of Alabama, California, Connecticut, Minnesota, and New York.

Firm Information

William Mills is currently registered with Pinnacle Capital Securities, LLC. Pinnacle Capital Securities, LLC, is a Limited Liability Company formed on February 17, 2016. The firm is registered with the Securities and Exchange Commission and all 51 U.S. states.

Not reported

Assets Under Management

Not reported

Total Clients

8

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Mills’s Registration & Firm History

CA

03/17/2022 - Present

Pinnacle Capital Securities, LLC (LONG BEACH CA)

AL

06/16/1993 - 04/12/2010

HIGHLAND INFORMATION SERVICES, INC. (BIRMINGHAM AL)

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Licenses & Designations

BC

Issued 04/15/2022

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 05/19/1993

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/24/2006

Series 24 - General Securities Principal Examination

BC

Issued 03/10/2022

Series 7TO - General Securities Representative Examination

BC

Issued 01/07/2022

SIE - Securities Industry Essentials Examination

BC

Issued 06/14/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 9 public disclosures for William Thomas Mills. Review regulatory record here.
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