Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Mills is a financial professional with over 20 years of experience in the financial services industry. William is currently registered with Pinnacle Capital Securities, LLC. Previously, William was affiliated with HIGHLAND INFORMATION SERVICES, INC. in Birmingham, Alabama. William holds the Series 7, 7TO, 63, 65, and 24 licenses and is currently registered with the states of Alabama, California, Connecticut, Minnesota, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
03/17/2022 - Present
Pinnacle Capital Securities, LLC (LONG BEACH CA)
AL
06/16/1993 - 04/12/2010
HIGHLAND INFORMATION SERVICES, INC. (BIRMINGHAM AL)
BC
Issued 04/15/2022
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/19/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/24/2006
Series 24 - General Securities Principal Examination
BC
Issued 03/10/2022
Series 7TO - General Securities Representative Examination
BC
Issued 01/07/2022
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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