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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Thomas Maxwell is a financial advisor who has been in the industry since 1999. William has been registered with Highpoint Planning Partners, a firm based in Downers Grove, IL since 2021. William also works as a financial advisor for LPL Financial, LLC. William has a wide range of experience in the financial services industry, including work with MetLife Securities Inc., Allstate Financial Services, LLC, and Opus Wealth Management Group. William is a licensed investment advisor and has passed the Series 6, 7, 63, 65, and 24 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
11/16/2021 - Present
Highpoint Planning Partners (CHOCOWINITY NC)
IL
03/10/2010 - 05/20/2015
METLIFE SECURITIES INC. (GURNEE IL)
IL
08/14/1999 - 03/12/2010
ALLSTATE FINANCIAL SERVICES, LLC (NORTHBROOK IL)
IA
Issued 03/18/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/25/2003
Series 24 - General Securities Principal Examination
BC
Issued 12/27/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/2002
Series 7 - General Securities Representative Examination
BC
Issued 08/12/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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