Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Thomas Mawby is a financial advisor with over 25 years of experience in the industry. William has been associated with Cetera Investment Advisers LLC since June 2023. William is also a registered representative of Financial Management Strategies, Inc. William holds Series 6, 7, 24, 63 and SIE licenses and provides financial planning, investment advice, and other financial services to individuals and businesses. William is based in Akron, OH and serves clients in Ohio and other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OH
03/13/2024 - Present
Cetera Investment Advisers LLC (AKRON OH)
OH
01/15/2010 - 09/03/2013
WALNUT STREET SECURITIES, INC. (HUDSON OH)
OH
07/23/1999 - 01/22/2010
AMERIPRISE FINANCIAL SERVICES, INC. (MAYFIELD HEIGHTS OH)
MN
07/23/1999 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
OH
10/14/1996 - 06/15/1999
WRP INVESTMENTS, INC. (YOUNGSTOWN OH)
BC
Issued 10/22/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/6/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/22/1999
Series 7 - General Securities Representative Examination
BC
Issued 10/11/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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