Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Lockwood is a financial advisor with LPL Financial LLC. William has been in the financial industry since October 2006. William is registered with FINRA and is licensed to sell securities in 43 states and is also registered as an investment advisor representative in 3 states. William is a Certified Financial Planner and has passed the Series 66, Series 7 and SIE exams. William has previously worked for Waddell & Reed, Woodbury Financial Services, Inc. and Edward Jones.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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MO
07/21/2021 - Present
LPL Financial LLC (ELLISVILLE MO)
MO
12/04/2020 - 07/21/2021
WADDELL & REED (Ellisville MO)
MO
05/31/2011 - 12/08/2020
WOODBURY FINANCIAL SERVICES, INC. (ELLISVILLE MO)
MO
04/15/2009 - 06/06/2011
NEW ENGLAND SECURITIES (ST. LOUIS MO)
MO
09/26/2006 - 04/06/2009
EDWARD JONES (ST PETERS MO)
BOTH
Issued 10/04/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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