Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Kwiatkowski is a financial professional with over 10 years of experience in the industry. William is currently registered with Capital One Securities, Inc., in Chicago, Illinois, and holds Series 63, SIE, and Series 79 licenses. William has previous experience with KeyBanc Capital Markets Inc., also in Chicago.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
01/08/2020 - Present
Capital ONE Securities, Inc. (Chicago IL)
IL
05/23/2016 - 06/22/2018
KEYBANC CAPITAL MARKETS INC. (CHICAGO IL)
BC
Issued 06/24/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/22/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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