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William Thomas Krempa

Krempa Associates Inc.

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About William Thomas Krempa

William Krempa is a financial advisor with over 30 years of experience in the industry. William is currently registered with Krempa Associates Inc. and Cambridge Investment Research Advisors, Inc. William has a strong background in investment management and provides financial planning and advisory services to individuals. William has a broad range of experience, having previously worked with Hornor, Townsend & Kent, Inc., Washington Square Securities, Inc., and ReliaStar Financial Marketing Corp. William holds multiple licenses and certifications, including the Series 6, 7, 24, 63, 65 and SIE exams. William is a CERTIFIED FINANCIAL PLANNER™ professional and holds the Series 6, 7, 24, 63, and 65 licenses.

Firm Information

William Krempa is currently registered with Krempa Associates Inc.. Krempa Associates Inc. is an investment advisor with 2 licensed agents and 2 investment adviser representatives, managing $75,000,000 in assets for 50 individual clients. They offer financial planning, pension consulting, and selection of other advisors, and participate in wrap fee programs.

$75.00M

Assets Under Management

50

Total Clients

3

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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William Krempa’s Registration & Firm History

PA

03/04/1998 - Present

Krempa Associates Inc. (FOUNTAINVILLE PA)

PA

12/01/1999 - 09/01/2006

HORNOR, TOWNSEND & KENT, INC. (FOUNTAINVILLE PA)

CT

07/12/1995 - 12/03/1999

WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)

WA

09/04/1990 - 10/01/1995

RELIASTAR FINANCIAL MARKETING CORP. (SEATTLE WA)

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Licenses & Designations

IA

Issued 12/22/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/31/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/22/1997

Series 24 - General Securities Principal Examination

BC

Issued 07/17/1995

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/15/1997

Series 7 - General Securities Representative Examination

BC

Issued 08/31/1990

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for William Thomas Krempa. Review regulatory record here.
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