Unclaimed
William Thomas Knox is a financial advisor with Lion Street Financial, LLC. He has been in the industry since October 2014 and is currently licensed with the firm in Austin, TX. William holds the Series 7 and SIE licenses and has been registered with FINRA since August 2015. William previously worked for NFP Advisor Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
08/21/2015 - Present
Lion Street Financial, LLC (AUSTIN TX)
TX
10/20/2014 - 08/13/2015
NFP ADVISOR SERVICES, LLC (AUSTIN TX)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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