Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Jones is a financial professional with over 20 years of experience in the industry. William is currently registered with Wells Fargo Clearing Services, LLC, a firm that manages over $10 billion in assets. William has worked with a variety of clients including high-net-worth individuals, corporations, pension and profit-sharing plans, and charitable organizations. Prior to joining Wells Fargo Clearing Services, LLC, William worked at ALPS Distributors, Inc., Deutsche AM Distributors, Inc., and Patrick Capital Markets, LLC. William holds Series 6, 7, 63, and 65 licenses, as well as the SIE exam, and is a registered representative in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
03/26/2018 - Present
Wells Fargo Clearing Services, LLC (EUSTIS FL)
CO
05/31/2017 - 01/02/2018
ALPS DISTRIBUTORS, INC. (DENVER CO)
IL
03/12/2014 - 01/04/2017
DEUTSCHE AM DISTRIBUTORS, INC. (CHICAGO IL)
CA
01/31/2012 - 02/24/2014
PATRICK CAPITAL MARKETS, LLC (TRABUCO CANYON CA)
MA
09/14/2009 - 12/31/2011
SUN LIFE FINANCIAL DISTRIBUTORS, INC. (WELLESLEY HILLS MA)
CT
09/11/2000 - 09/16/2009
PLANCO FINANCIAL SERVICES, LLC (HARTFORD CT)
IA
Issued 03/05/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/10/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/2014
Series 7 - General Securities Representative Examination
BC
Issued 09/08/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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