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William Thomas Fulton

Northwestern Mutual Investment Services, LLC

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About William Thomas Fulton

William Thomas Fulton is a financial advisor with Northwestern Mutual Investment Services, LLC and has been in the industry since 1982. William has a Series 6, Series 7, Series 22, Series 63, and Series 66 license. William works in the Boston, Massachusetts office and is registered to provide investment advice in 15 states. Prior to joining Northwestern Mutual Investment Services, LLC, William worked for Robert W. Baird & Co. Incorporated. William also earns commissions for the sale of non-variable life, health, annuity and/or disability income insurance products.

Firm Information

William Fulton is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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William Fulton’s Registration & Firm History

MA

01/23/2014 - Present

Northwestern Mutual Investment Services, LLC (BOSTON MA)

WI

12/10/1986 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

BOTH

Issued 01/09/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/05/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/18/2001

Series 7 - General Securities Representative Examination

BC

Issued 02/05/1987

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 01/12/1982

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Thomas Fulton.
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