Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Davis is a financial advisor registered with Wells Fargo Advisors Financial Network, LLC. William has been in the securities industry since December 26, 1981. William is registered in Alabama, Arkansas, California, Colorado, Connecticut, Florida, Georgia, Kentucky, Maryland, Massachusetts, Michigan, Mississippi, Missouri, New York, North Carolina, Oklahoma, South Carolina, Tennessee, Texas, Virginia, Washington, West Virginia, and Wisconsin. William has passed the Series 7, Series 63, Series 65, and SIE exams. William's previous employers include WELLS FARGO CLEARING SERVICES, LLC and CITIGROUP GLOBAL MARKETS INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
03/20/2023 - Present
Wells Fargo Advisors Financial Network, LLC (HOMEWOOD AL)
AL
05/29/2009 - 03/20/2023
WELLS FARGO CLEARING SERVICES, LLC (BIRMINGHAM AL)
AL
09/02/1993 - 06/04/2009
CITIGROUP GLOBAL MARKETS INC. (BIRMINGHAM AL)
NA
07/27/1993 - 08/16/1993
SMITH BARNEY SHEARSON INC.
NY
12/11/1981 - 08/11/1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 05/12/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/25/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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