Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Thomas Cummins is a financial advisor with LPL Financial LLC, a registered investment advisor firm. William Cummins has been a financial advisor for over 35 years, and is a Certified Financial Planner. William Cummins works with individuals, families, and businesses to develop and implement financial plans, and to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
12/03/1998 - Present
LPL Financial LLC (INDIANAPOLIS IN)
CO
05/17/1994 - 08/10/1995
MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)
MN
01/19/1990 - 05/04/1994
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
01/19/1990 - 05/04/1994
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
WA
08/10/1989 - 01/18/1990
RELIASTAR FINANCIAL MARKETING CORP. (SEATTLE WA)
NJ
05/09/1988 - 07/13/1989
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
05/09/1988 - 07/13/1989
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
NA
04/10/1986 - 04/26/1988
NEW ENGLAND SECURITIES CORPORATION
NA
11/06/1985 - 02/11/1986
SMA EQUITIES, INC.
NA
04/23/1985 - 12/19/1985
PRUCO SECURITIES CORPORATION
BC
Issued 08/30/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/05/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/1990
Series 7 - General Securities Representative Examination
BC
Issued 04/15/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure William Cummins is the right advisor for you? Invested Better is here to help.
