Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Cone is a financial professional with over 39 years of experience in the industry. William Cone is currently registered with RBC Capital Markets, LLC and has been with the firm since March 2008. William Cone is also registered with the state of Texas, having passed the Series 63 and Series 65 exams. William Cone has experience with a variety of investment products and services, including investment advisory services for individuals, businesses, and pooled investment vehicles. William Cone provides financial planning, pension consulting, and educational seminars. William Cone is also an active member of the Hudson Forest Homeowners Association, serving on the Board of Directors since 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
01/02/2004 - Present
RBC Capital Markets, LLC (HOUSTON TX)
NY
03/29/1990 - 01/06/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
06/26/1989 - 04/05/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
09/01/1988 - 06/27/1989
LOVETT MITCHELL WEBB & GARRISON, INC.
NA
12/17/1987 - 09/01/1988
BOETTCHER & COMPANY, INC.
NA
07/24/1984 - 01/12/1988
E. F. HUTTON & COMPANY INC
NA
08/30/1983 - 07/25/1984
A. G. EDWARDS & SONS, INC.
IA
Issued 09/20/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/01/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/15/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 10/21/1986
Series 3 - National Commodity Futures Examination
BC
Issued 08/20/1983
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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