Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Thomas Catherwood is a financial advisor with over 10 years of experience in the financial services industry. William has held various roles at Cowen and Company and Btig, LLC. William is registered with FINRA and holds multiple industry licenses, including the Series 7, 86, 87, and SIE licenses. William is also registered as a broker-dealer in 52 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/11/2016 - Present
Btig, LLC (New York NY)
NY
04/18/2013 - 05/10/2016
COWEN AND COMPANY (NEW YORK NY)
BC
Issued 11/27/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2013
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/09/2013
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 04/17/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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