Unclaimed
William Thomas Brabant is a financial advisor with PFS Investments Inc. William has been in the financial services industry since April 2002. William is registered as a financial advisor in several states including Florida, Georgia, Massachusetts, New York, North Carolina, and Tennessee. William is also registered with FINRA as a Registered Representative (Series 6) and a Principal (Series 26). William offers investment advisory services and portfolio management to individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
TN
10/15/2024 - Present
PFS Investments Inc. (GALLATIN TN)
BC
Issued 05/12/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/10/2024
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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