Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Thomas Black is a financial advisor at LPL Financial LLC. William has been in the financial services industry since 1989. William has held a variety of positions at different firms including Crown Capital Securities, LP., J.W. Cole Financial, Inc., Financial Advisors of America, LLC, LPL Financial LLC, NFP Securities, Inc., Retirement Capital Group Securities, Inc. and Princor Financial Services Corporation. William is registered to provide investment advice in Arizona, California, Colorado, Delaware, Nevada, North Carolina, North Dakota and South Carolina. William is also a registered representative of LPL Financial LLC. William has passed the Series 6, Series 2, Series 22, Series 63, Series 65 and SIE exams. William is a specialist in a variety of areas including Exit and Retirement Planning Strategies. William is committed to providing his clients with comprehensive financial planning services that help them meet their goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CO
04/23/2024 - Present
LPL Financial LLC (AURORA CO)
CA
01/02/2015 - 04/17/2024
CROWN CAPITAL SECURITIES, L.P. (ORANGE CA)
CA
05/10/2013 - 12/31/2014
J.W. COLE FINANCIAL, INC. (ORANGE CA)
CA
06/04/2012 - 05/10/2013
FINANCIAL ADVISERS OF AMERICA, LLC (ORANGE CA)
CA
04/27/2010 - 06/08/2012
LPL FINANCIAL LLC (ORANGE CA)
CA
10/05/2004 - 04/27/2010
NFP SECURITIES, INC. (ORANGE CA)
CA
02/12/2004 - 10/13/2004
RETIREMENT CAPITAL GROUP SECURITIES, INC. (SAN DIEGO CA)
IA
08/03/1989 - 02/25/2004
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
IA
Issued 05/17/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/12/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/1990
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 01/08/1990
Series 2 - Non-Member General Securities Examination
BC
Issued 08/05/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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