Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Thomas Baker is a registered investment advisor representative with Benjamin Securities, Inc.. William Baker has been in the securities industry since February 12, 1993. William Baker is also registered with the following states: California, Colorado, Connecticut, Florida, Georgia, Illinois, Louisiana, Maine, Maryland, Massachusetts, Michigan, Nevada, New Jersey, New York, North Carolina, Ohio, Oregon, Pennsylvania, Rhode Island, Tennessee, Texas, Virginia, Washington, and Wyoming. William Baker's current registrations are active with Benjamin Securities, Inc. William Baker previously worked at Obsidian Financial Group, LLC, Westrock Advisors, Inc., Fagenson & Co., Inc., EKN Financial Services INC., Ehrenkrantz King Nussbaum, Weatherly Securities Corporation, Tasin & Company, Inc., EGS Securities Corp., A.J. Michaels & Co., LTD., E*TRADE CAPITAL INC., E*TRADE SECURITIES, INC., and McLaughlin, Piven, Vogel Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
FL
01/02/2025 - Present
Benjamin Securities, Inc. (PENSACOLA FL)
NY
11/11/2010 - 09/30/2011
OBSIDIAN FINANCIAL GROUP, LLC (WOODBURY NY)
NY
04/04/2008 - 04/05/2010
OBSIDIAN FINANCIAL GROUP, LLC (WOODBURY NY)
NY
10/01/2007 - 04/04/2008
WESTROCK ADVISORS, INC. (WOODBURY NY)
NY
12/11/2006 - 07/16/2007
FAGENSON & CO., INC. (NEW YORK NY)
NY
12/21/2001 - 12/12/2006
EKN FINANCIAL SERVICES INC. (WOODBURY NY)
NY
10/22/2001 - 12/21/2001
EHRENKRANTZ KING NUSSBAUM (NEW YORK NY)
NY
09/22/1999 - 10/22/2001
WEATHERLY SECURITIES CORPORATION (NEW YORK NY)
NY
04/30/1999 - 09/27/1999
TASIN & COMPANY, INC. (HAUPPAUGE NY)
NY
09/14/1998 - 04/14/1999
EGS SECURITIES CORP. (NEW YORK NY)
NY
02/23/1996 - 07/13/1998
A.J. MICHAELS & CO., LTD. (HAUPPAUGE NY)
NA
01/11/1996 - 02/26/1997
E*TRADE CAPITAL INC.
NJ
08/12/1993 - 02/08/1996
E*TRADE SECURITIES, INC. (JERSEY CITY NJ)
NY
12/23/1992 - 08/25/1993
A.J. MICHAELS & CO., LTD. (HAUPPAUGE NY)
NA
04/19/1988 - 01/11/1989
MCLAUGHLIN, PIVEN, VOGEL INC.
IA
Issued 11/12/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/17/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 08/01/2017
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/24/1995
Series 4 - Registered Options Principal Examination
BC
Issued 04/14/1993
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2018
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 11/03/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/19/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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