Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Thomas Baffuto is a financial advisor who has been active in the industry since December 7, 2020. William is registered as a registered representative with Equitable Advisors, LLC. William is licensed in 50 states for the sale of securities and investment advisory services. William has previously been employed with UBS Financial Services Inc. and AXA Advisors, LLC. William holds Series 66, Series 7TO and SIE licenses and is a member of FINRA. William specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals. William is dedicated to providing clients with personalized financial advice and strategies to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
12/26/2024 - Present
Equitable Advisors, LLC (BROOKLYN NY)
NJ
03/19/2021 - 04/05/2023
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
02/18/2020 - 11/12/2020
EQUITABLE ADVISORS, LLC (NEW YORK NY)
BOTH
Issued 04/29/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/18/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/04/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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