Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Thomas is a financial advisor with Citizens JMP Securities, LLC. William has been working in the financial services industry since July 2019. William holds the Series 63, 7, 99, and SIE licenses and is registered in North Carolina. Previously, William was employed by Wells Fargo Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
06/12/2024 - Present
Citizens JMP Securities, LLC (CHARLOTTE NC)
NC
07/03/2019 - 06/28/2024
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
BC
Issued 02/08/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 07/03/2019
Series 7TO - General Securities Representative Examination
BC
Issued 12/31/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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