Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Thomas is a financial advisor with over 20 years of experience in the industry. He has been a registered representative of Wells Fargo Advisors Financial Network, LLC since March 2021. Prior to that, William was a financial advisor for Wells Fargo Clearing Services, LLC and A. G. Edwards & Sons, Inc. William has a strong track record of helping clients reach their financial goals. He is a Chartered Financial Analyst (CFA) and holds a variety of licenses and certifications, including Series 7, 6, 63, 66, 9, 10, 99TO, and SIE. William is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NH
03/05/2021 - Present
Wells Fargo Advisors Financial Network, LLC (HANOVER NH)
NH
01/01/2008 - 03/05/2021
WELLS FARGO CLEARING SERVICES, LLC (LEBANON NH)
NH
05/15/2003 - 01/03/2008
A. G. EDWARDS & SONS, INC. (LEBANON NH)
MA
03/08/1995 - 03/25/1996
PUTNAM MUTUAL FUNDS CORP. (BOSTON MA)
BOTH
Issued 05/21/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/22/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/26/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/07/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/2003
Series 7 - General Securities Representative Examination
BC
Issued 03/07/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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