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William Theodore Mills

Capital Client Group, Inc.

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About William Theodore Mills

William Theodore Mills is a financial advisor with Capital Client Group, Inc. in Los Angeles, California. William has been in the financial industry for over 20 years and has a wealth of experience in providing investment advice to clients. William has also previously worked at American Funds Distributors, Inc. and Prudential Securities Incorporated. William has a strong track record of success and is committed to providing his clients with the highest level of service and expertise.

Firm Information

William Mills is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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William Mills’s Registration & Firm History

CA

05/23/2013 - Present

Capital Client Group, Inc. (LOS ANGELES CA)

CA

05/13/2002 - 08/24/2005

AMERICAN FUNDS DISTRIBUTORS, INC. (LOS ANGELES CA)

NY

06/26/1997 - 03/27/2002

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 07/03/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/27/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/16/2007

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/25/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Theodore Mills.
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