Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Theodore Brice is a financial advisor with over 30 years of experience in the financial services industry. William is currently registered with LPL Financial LLC in South Windsor, CT and Fort Mill, SC. He is a Series 7, Series 6, Series 24, Series 26, Series 63, Series 65, and Series 99TO licensed advisor. Prior to joining LPL Financial LLC, William worked for Securities America, Inc. in Glastonbury, CT, National Planning Corporation in Farmington, CT, and Jefferson Pilot Securities Corporation in Farmington, CT. William is also a FINRA Arbitrator.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CT
08/21/2023 - Present
LPL Financial LLC (SOUTH WINDSOR CT)
CT
10/31/2017 - 02/09/2023
SECURITIES AMERICA, INC. (SOUTH WINDSOR CT)
CT
03/31/2006 - 11/07/2017
NATIONAL PLANNING CORPORATION (SOUTH WINDSOR CT)
CT
07/08/2000 - 04/03/2006
JEFFERSON PILOT SECURITIES CORPORATION (FARMINGTON CT)
NH
03/07/1997 - 07/08/2000
POLARIS FINANCIAL SERVICES, INC. (CONCORD NH)
CT
10/31/1995 - 03/10/1997
UNITED SECURITIES GROUP, INC. (FARMINGTON CT)
WI
08/19/1992 - 11/02/1995
NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (MILWAUKEE WI)
WI
08/19/1992 - 11/02/1995
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IA
Issued 03/02/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/13/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/03/1997
Series 24 - General Securities Principal Examination
BC
Issued 11/28/1995
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/1997
Series 7 - General Securities Representative Examination
BC
Issued 08/17/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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