Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Puplava is a financial advisor with Financial Sense Advisors, Inc. in Scottsdale, AZ. William has been in the industry since 1990 and is registered in Arizona, California, Montana and Texas. William is a Series 66, 63, 24, 53, 4, 52TO, and SIE licensed advisor. William has prior experience with LPL FINANCIAL LLC, PUPLAVA SECURITIES, INC., and LINSCO/PRIVATE LEDGER CORP.. William specializes in financial planning and portfolio management for individuals. William also offers portfolio management for businesses and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
08/23/2017 - Present
Financial Sense Advisors, Inc. (SAN DIEGO CA)
AZ
01/22/2002 - 09/01/2017
LPL FINANCIAL LLC (PHOENIX AZ)
CA
09/06/1996 - 04/16/2002
PUPLAVA SECURITIES, INC. (SAN DIEGO CA)
SC
01/23/1990 - 10/09/1996
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
BOTH
Issued 03/09/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/10/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/25/2001
Series 24 - General Securities Principal Examination
BC
Issued 09/05/1996
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/03/1995
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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