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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Terrial Roach is a financial advisor with Dominion Capital Wealth Advisors. William has been in the financial services industry since August 16, 2001. William is a registered investment advisor in Virginia and is licensed to sell securities in Florida, New Hampshire, Oregon, Texas, Virginia and Wisconsin. William has experience in portfolio management for businesses and individuals. William also provides financial planning and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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VA
07/02/2015 - Present
Dominion Capital Wealth Advisors (NORFOLK VA)
VA
05/10/2010 - 07/06/2015
PROSPERA FINANCIAL SERVICES, INC. (NORFOLK VA)
VA
08/16/2001 - 05/12/2010
MICG INVESTMENT MANAGEMENT, LLC (NORFOLK VA)
BOTH
Issued 12/19/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/27/2015
Series 24 - General Securities Principal Examination
BC
Issued 06/26/2015
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/20/2014
Series 31 - Futures Managed Funds Examination
BC
Issued 08/13/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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