Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Terrence Behrens is a registered representative with R. F. Lafferty & Co., Inc., a firm that specializes in providing portfolio management services for individuals and high-net-worth clients. William has been active in the securities industry since 1990, having held previous positions at Fulcrum Securities, LLC, Northeast Securities, Inc., and Liberty Brokerage Inc. William has a wide range of industry experience and holds multiple professional certifications, including Series 7, Series 24, Series 55, Series 57TO, Series 79TO, and Series 99TO. William is also registered with the state of New York and holds registrations in 16 other states. William is committed to providing his clients with personalized financial advice and investment strategies tailored to their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
10/15/2015 - Present
R. F. Lafferty & CO., Inc. (NEW YORK NY)
MO
09/03/2008 - 07/20/2016
FULCRUM SECURITIES, LLC (SAINT LOUIS MO)
NY
09/10/2001 - 08/22/2008
NORTHEAST SECURITIES, INC. (NEW YORK NY)
NY
04/17/2001 - 04/17/2001
SHOENBERG, HIEBER INC. (NEW YORK NY)
NJ
09/11/1989 - 11/24/2000
LIBERTY BROKERAGE INC. (JERSEY CITY NJ)
BC
Issued 01/18/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/12/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/16/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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