Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Terrell is a financial advisor with over 37 years of experience in the industry. William Terrell is currently registered with Wells Fargo Clearing Services, LLC. William Terrell's areas of expertise include fixed income, equities, options and mutual funds. William Terrell has been a registered representative since 1984 and an investment advisor since 2008. William Terrell has worked with a number of firms including UBS Financial Services Inc., Citigroup Global Markets Inc., Morgan Stanley and Merrill Lynch, Pierce, Fenner & Smith Incorporated. William Terrell has earned the Series 7, Series 63 and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
04/17/2021 - Present
Wells Fargo Clearing Services, LLC (SAN FRANCISCO CA)
CA
01/11/2013 - 04/19/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)
CA
06/01/2009 - 02/06/2013
MORGAN STANLEY (SAN FRANCISCO CA)
CA
08/17/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SAN FRANCISCO CA)
CA
02/25/2005 - 09/05/2007
UBS FINANCIAL SERVICES INC. (SAN FRANCISCO CA)
NY
04/23/1985 - 03/24/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NA
07/30/1984 - 03/11/1985
MUNICICORP OF CALIFORNIA
IA
Issued 02/26/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/06/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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