Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Talbot Kendall is an investment advisor representative registered with UBS Financial Services Inc. William has been in the industry since 1982 and has a Series 63 and a Series 7 license. William has previously worked at Wells Fargo Advisors, LLC, A. G. Edwards & Sons, Inc., Dean Witter Reynolds Inc., and Paine, Webber, Jackson & Curtis Inc. William holds a Series 63 and a Series 7 license and has held various positions within the firm. William currently serves as a trustee for several family trusts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
11/06/2015 - Present
UBS Financial Services Inc. (SACRAMENTO CA)
CA
01/01/2008 - 11/11/2015
WELLS FARGO ADVISORS, LLC (STOCKTON CA)
CA
01/16/1989 - 01/03/2008
A. G. EDWARDS & SONS, INC. (STOCKTON CA)
NY
11/02/1983 - 01/21/1989
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
03/25/1982 - 11/17/1983
PAINE, WEBBER, JACKSON & CURTIS INC.
BC
Issued 02/05/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/1982
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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