Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Taft Middleton is a financial advisor at Raymond James & Associates, Inc. based in Columbus, Georgia. William has been a registered representative since 1998. William is also an investment advisor representative in Georgia. William has been a registered representative and investment advisor for over 20 years, working with clients in various states, including Alabama, California, Colorado, Florida, Georgia, Idaho, Illinois, Minnesota, Missouri, Montana, New York, North Carolina, Pennsylvania, South Carolina, Tennessee, Virginia, and Wyoming. William also provides investment advice to clients, including insurance companies, charitable organizations, high net worth individuals, banking or thrift institutions, pension and profit-sharing plans, corporations or other businesses, and individuals other than high net worth.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
02/13/2013 - Present
Raymond James & Associates, Inc. (COLUMBUS GA)
GA
05/02/2005 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (COLUMBUS GA)
NY
02/12/1998 - 05/03/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 07/12/2002
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 07/02/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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