Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam T. Winsman is a financial advisor who has been in the industry since October 17, 1991. William T. Winsman is currently registered with Wells Fargo Clearing Services, LLC. William T. Winsman is also registered with the following firms: Key Investment Services LLC, LPL Financial LLC, UVEST Financial Services Group, INC., LINSCO/PRIVATE LEDGER CORP., HSBC BROKERAGE (USA) INC., INDEPENDENT FINANCIAL SECURITIES, INC., KEY BROKERAGE COMPANY, INC., CIGNA FINANCIAL ADVISORS,INC., WADDELL & REED, INC., and AAL CAPITAL MANAGEMENT CORPORATION. William T. Winsman has a broad range of experience and expertise in the financial services industry. William T. Winsman is a trusted advisor who can help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/27/2021 - Present
Wells Fargo Clearing Services, LLC (GLOVERSVILLE NY)
NY
09/21/2016 - 03/10/2021
KEY INVESTMENT SERVICES LLC (AMSTERDAM NY)
NY
06/14/2010 - 09/21/2016
LPL FINANCIAL LLC (AMSTERDAM NY)
NY
05/16/2005 - 06/21/2010
UVEST FINANCIAL SERVICES GROUP, INC. (AMSTERDAM NY)
SC
06/20/2003 - 05/10/2005
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NY
03/14/1995 - 06/30/2003
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NA
02/13/1995 - 03/15/1995
INDEPENDENT FINANCIAL SECURITIES, INC.
OH
05/09/1994 - 02/01/1995
KEY BROKERAGE COMPANY, INC. (CLEVELAND OH)
PA
06/22/1993 - 05/17/1994
CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)
KS
01/03/1992 - 07/02/1993
WADDELL & REED, INC. (OVERLAND PARK KS)
MN
07/31/1991 - 10/31/1991
AAL CAPITAL MANAGEMENT CORPORATION (MINNEAPOLIS MN)
BOTH
Issued 12/18/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/29/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/31/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/1995
Series 7 - General Securities Representative Examination
BC
Issued 07/29/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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