Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Smallwood is a registered representative with Fidelity Brokerage Services LLC. William has been in the securities industry since April 10, 2024. William is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 63, Series 7TO, and SIE licenses. William is registered to conduct business in 53 states and the District of Columbia. William is located in Jacksonville, Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
04/11/2024 - Present
Fidelity Brokerage Services LLC (JACKSONVILLE FL)
BC
Issued 04/23/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/11/2024
Series 7TO - General Securities Representative Examination
BC
Issued 02/29/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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