Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Hazelton is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. William has been in the securities industry since 1984. William is registered with the following securities authorities: the state of New Jersey, the state of New York, and the state of Texas. William has passed a number of professional examinations, including the Series 6, 7, 24, 55, 63, 65, and SIE examinations. William has been associated with Merrill Lynch, Pierce, Fenner & Smith Inc. since 2005. William was previously associated with Rensselaer Securities Corp., D.S. Cooper & Co., and First Investors Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/09/2005 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ALBANY NY)
NY
01/07/1994 - 06/13/2005
RENSSELAER SECURITIES CORP. (RENSSELAER NY)
NY
07/30/1984 - 12/14/1993
D.S. COOPER & CO. (TROY NY)
NA
06/28/1984 - 07/30/1984
FIRST INVESTORS CORPORATION
IA
Issued 09/23/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/17/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/11/1991
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/20/1984
Series 7 - General Securities Representative Examination
BC
Issued 06/27/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure William Hazelton is the right advisor for you? Invested Better is here to help.
