Unclaimed
William Garrett is a financial professional registered with Northwestern Mutual Investment Services, LLC in Virginia Beach, Virginia. William has been in the industry since 2020 and holds the Series 63, Series 6TO, and SIE licenses. William is registered in 13 states including Virginia, California, Florida, Georgia, Illinois, Maryland, Michigan, Nevada, New Hampshire, New Jersey, North Carolina, Rhode Island, and District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
VA
09/15/2020 - Present
Northwestern Mutual Investment Services, LLC (Virginia Bch VA)
BC
Issued 12/16/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/15/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/15/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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