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William T Fadelici

Northwestern Mutual Investment Services, LLC

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About William T Fadelici

William Fadelici is a financial advisor with Northwestern Mutual Investment Services, LLC. William has over 15 years of experience in the financial services industry. William is registered with FINRA and holds the Series 7, 63, 66, and SIE licenses. William is also a registered investment advisor in New Jersey, New York, and Rhode Island. William has a broad range of experience in the industry, having worked previously with J.P. Morgan Securities LLC and Chase Investment Services Corp.

Firm Information

William Fadelici is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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William Fadelici’s Registration & Firm History

NY

08/20/2021 - Present

Northwestern Mutual Investment Services, LLC (NEW YORK NY)

NY

10/01/2012 - 08/03/2021

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

09/27/2010 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)

NY

06/13/2007 - 09/01/2010

WESTROCK ADVISORS, INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 10/22/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/06/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/12/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William T Fadelici.
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