Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Szeto is an investment advisor representative with Osaic Wealth, Inc. William is a registered investment advisor with a strong track record of success in the financial industry. William has worked at various firms including Securities America, Inc. and Signator Investors, Inc.. William holds the Series 63, SIE, and Series 7 licenses. William has over 20 years of experience in the financial services industry. William offers a variety of financial services, including financial planning, pension consulting, educational seminars, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
11/02/2018 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
NE
03/20/2023 - 06/14/2024
SECURITIES AMERICA, INC. (LAVISTA NE)
NH
03/24/2014 - 11/02/2018
SIGNATOR INVESTORS, INC. (PORTSMOUTH NH)
NH
05/28/2014 - 01/07/2016
SIGNATOR FINANCIAL SERVICES, INC. (Portsmouth NH)
RI
09/06/2013 - 03/18/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LINCOLN RI)
RI
12/15/2009 - 07/22/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LINCOLN RI)
NJ
06/26/2007 - 03/04/2008
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
IL
02/26/2004 - 08/06/2004
ASSENT LLC (BOLINGBROOK IL)
NY
09/22/2003 - 02/04/2004
AXA ADVISORS, LLC (NEW YORK NY)
NE
07/06/1999 - 01/22/2003
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NY
12/05/1997 - 10/08/1998
JOSEPHTHAL & CO., INC. (NEW YORK NY)
BC
Issued 08/23/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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