Unclaimed
William Sutherland Cashel is a financial professional with over 20 years of experience in the industry. William has a wide range of experience, having worked at firms such as Wachovia Securities, LLC, Prudential Securities Incorporated, ALPS Distributors, INC., NATIXIS DISTRIBUTORS, L.P., AQR INVESTMENTS, LLC, and FORESIDE FUND SERVICES, LLC. William is currently registered with Janus Henderson Distributors US LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/20/2023 - Present
Janus Henderson Distributors US LLC (New York NY)
MA
09/09/2021 - 08/12/2022
FORESIDE FUND SERVICES, LLC (Boston MA)
CT
01/02/2019 - 12/31/2020
AQR INVESTMENTS, LLC (Greenwich CT)
MA
03/26/2009 - 12/31/2018
ALPS DISTRIBUTORS, INC. (Boston MA)
MA
05/24/2005 - 03/23/2009
NATIXIS DISTRIBUTORS, L.P. (BOSTON MA)
MO
07/01/2003 - 05/19/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
09/12/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 10/19/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/18/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/17/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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