Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Stuart Scott is a financial advisor currently affiliated with Stifel, Nicolaus & Company, Inc. William has been a registered representative for over 30 years and holds Series 7, 24, 53, and 63 securities licenses, along with Series 65 investment advisor license. William has experience in providing financial planning, portfolio management, and pension consulting services to individual and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
12/06/2018 - Present
Stifel, Nicolaus & Company, Inc. (MORRISTOWN NJ)
NJ
01/13/2006 - 11/05/2018
WELLS FARGO CLEARING SERVICES, LLC (FLORHAM PARK NJ)
NJ
10/13/2000 - 02/06/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NJ
11/18/1988 - 11/15/2000
J. B. HANAUER & CO. (PARSIPPANY NJ)
NA
05/24/1988 - 12/19/1988
HIBBARD BROWN & CO., INC.
NA
04/19/1988 - 05/31/1988
SHERWOOD CAPITAL, INC.
IA
Issued 10/04/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/11/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/22/1994
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/04/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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