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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Marino is an active Registered Representative and Investment Advisor Representative with UBS Financial Services Inc. with over 15 years of experience in the financial services industry. William Marino is located in BOCA RATON, FL and has offices in BOCA RATON, FL, SYOSSET, NY, GREENWICH, CT, NEW YORK, NY and other locations. William Marino has passed the Series 63, Series 66, Series 7 and SIE exams. William Marino has worked at UBS Financial Services Inc. since April 2016 and previously worked at NATIONAL SECURITIES CORPORATION, NOBLE FINANCIAL CAPITAL MARKETS, DAVID LERNER ASSOCIATES, INC., RBS GREENWICH CAPITAL and LEHMAN BROTHERS INC. William Marino specializes in providing financial advice to individuals, businesses, corporations, investment companies, high-net-worth individuals, trusts, charitable organizations, insurance companies, state or municipal government entities, pooled investment vehicles, and pension and profit-sharing plans. William Marino's services include financial planning, portfolio management, selection of other advisors, market timing services, publication of periodicals, educational seminars, and security ratings.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
09/05/2023 - Present
UBS Financial Services Inc. (BOCA RATON FL)
FL
10/05/2015 - 01/08/2016
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
FL
04/22/2014 - 08/11/2015
NOBLE FINANCIAL CAPITAL MARKETS (BOCA RATON FL)
NY
01/24/2013 - 04/16/2014
DAVID LERNER ASSOCIATES, INC. (SYOSSET NY)
CT
07/11/2005 - 06/06/2008
RBS GREENWICH CAPITAL (GREENWICH CT)
NY
03/07/2003 - 07/07/2005
LEHMAN BROTHERS INC. (NEW YORK NY)
BOTH
Issued 04/20/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/02/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/2013
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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