Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Carpenter is an investment professional with Centaurus Financial, Inc. William has been in the industry since 1986 and is licensed to advise on investment matters in Alabama, Arkansas, Florida, Georgia, Kentucky, Louisiana, Mississippi, and Tennessee. William's current firm, Centaurus Financial, Inc., is headquartered in Anaheim, CA and has 580 registered representatives, 432 investment adviser representatives, and $6.3 billion in assets under management. William is experienced in offering investment advice to individuals, corporations, and high net worth individuals. He has a broad range of experience in portfolio management for businesses and individuals, financial planning, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AL
08/05/2019 - Present
Centaurus Financial, Inc. (BIRMINGHAM AL)
AL
11/30/2004 - 12/03/2008
INTERSECURITIES, INC. (BIRMINGHAM AL)
CA
09/29/2003 - 12/01/2004
CENTAURUS FINANCIAL, INC. (ANAHEIM CA)
AL
01/10/2002 - 09/26/2003
PROEQUITIES, INC. (BIRMINGHAM AL)
AL
10/24/1995 - 06/28/2000
REGIONS INVESTMENT COMPANY, INC. (BIRMINGHAM AL)
AL
05/18/1987 - 05/23/1995
UNIVERSAL SECURITIES CORPORATION (BIRMINGHAM AL)
NA
08/11/1986 - 05/27/1987
STERNE, AGEE & LEACH, INC.
NA
11/21/1984 - 08/19/1986
JOHNSON, LANE, SPACE, SMITH & CO., INC.
BC
Issued 12/05/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/04/1990
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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