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William Stephen Taylor

Principal Advised Services

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About William Stephen Taylor

William Taylor has been an active advisor in the financial industry for over 15 years. William has a strong track record in portfolio management for individuals, and selection of other advisors. Currently, William is registered with Principal Advised Services and has been in their employ since October 2022. Previous employers include INVEST Financial Corporation, LPL Financial LLC, SII INVESTMENTS, INC., and Wells Fargo Funds Distributor, LLC. William is registered as an Investment Advisor Representative (IAR) in Iowa and Wisconsin, as well as a Registered Representative (RR) in 34 states. William’s investment advisory services include financial planning and portfolio management for individuals.

Firm Information

William Taylor is currently registered with Principal Advised Services. Principal Advised Services is a registered investment advisor based in Des Moines, IA. They offer portfolio management for individuals and selection of other advisors. The firm manages $569,489,941 in regulatory assets under management, primarily for individuals other than high-net-worth individuals. They also have a wrap fee program.
Principal Advised Services

655 9TH STREET

DES MOINES, IA 50309

$569.49M

Assets Under Management

1,268

Total Clients

144

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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William Taylor’s Registration & Firm History

WI

10/30/2022 - Present

Principal Advised Services (Wauwatosa WI)

WI

01/03/2017 - 08/29/2017

INVEST FINANCIAL CORPORATION (WAUWATOSA WI)

WI

09/27/2013 - 12/31/2016

LPL FINANCIAL LLC (WAUWATOSA WI)

WI

07/10/2012 - 09/17/2013

SII INVESTMENTS, INC. (BROOKFIELD WI)

WI

11/02/2007 - 04/10/2012

WELLS FARGO FUNDS DISTRIBUTOR, LLC (MENOMONEE FALLS WI)

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Licenses & Designations

IA

Issued 11/06/2008

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/08/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/31/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Stephen Taylor.
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