Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Bailey is a financial advisor with Avantax Advisory Services. William has been in the industry for 25 years, beginning his career in 1988. William has a wide range of experience in the financial services industry, including experience as a Certified Public Accountant, as well as previous roles at 1st Global Capital Corp., H.D. Vest Investment Securities, Inc., and Wealth Management Advisors, Inc. William's experience includes providing financial planning and investment advice to a variety of clients, including individuals, families, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
NY
09/04/2021 - Present
Avantax Advisory Services (ROCHESTER NY)
NY
09/30/1999 - 10/25/2019
1ST GLOBAL CAPITAL CORP. (ROCHESTER NY)
TX
11/23/1988 - 12/31/1990
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
BOTH
Issued 10/19/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/10/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/1999
Series 7 - General Securities Representative Examination
BC
Issued 11/07/1988
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 10/31/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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