Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Proctor is a financial advisor who has been in the industry since 1990. He is currently registered with LPL Financial LLC and has been with the firm since 1999. William holds several industry licenses, including Series 7, Series 24, Series 31, and Series 63. He is also registered as an Investment Advisor Representative in Colorado. William has previously been employed by A. G. Edwards & Sons, Inc. William's experience and qualifications make him a valuable resource for individuals seeking financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
01/01/1999 - Present
LPL Financial LLC (COLORADO SPRINGS CO)
NA
10/24/1986 - 05/13/1988
A. G. EDWARDS & SONS, INC.
BC
Issued 11/13/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/22/1991
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 10/21/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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