Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Steele Swinford is a financial advisor with Allstate Financial Advisors, LLC based in Austin, Texas. William Steele Swinford has been working in the financial industry since August 14, 1999, and has been registered with the state of Texas since August 29, 2018. William Steele Swinford is also a registered Investment Advisor Representative in Texas. Prior to joining Allstate Financial Advisors, LLC, William Steele Swinford was employed by ALLSTATE FINANCIAL SERVICES, LLC, BBVA SECURITIES INC., BBVA COMPASS INVESTMENT SOLUTIONS, INC, TSB SECURITIES, INC., BANC ONE SECURITIES CORPORATION, COPELAND EQUITIES LLC, AMERICAN EXPRESS FINANCIAL ADVISORS INC., and IDS LIFE INSURANCE COMPANY.
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Third party advisory fees
1
2
TX
08/29/2018 - Present
Allstate Financial Advisors, LLC (Austin TX)
TX
02/10/2015 - 08/28/2018
ALLSTATE FINANCIAL SERVICES, LLC (Austin TX)
TX
05/16/2013 - 10/02/2014
BBVA SECURITIES INC. (HOUSTON TX)
TX
08/21/2008 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (MCALLEN TX)
TX
10/07/2004 - 08/21/2008
TSB SECURITIES, INC. (HARLINGEN TX)
IL
08/25/2000 - 08/17/2004
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NJ
03/16/1999 - 08/15/2000
COPELAND EQUITIES LLC (SOMERSET NJ)
MN
11/09/1998 - 12/15/1998
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
11/09/1998 - 12/15/1998
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 03/29/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/10/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/13/2013
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/20/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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