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William Stanhope Rowe

Citizens JMP Securities, LLC

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About William Stanhope Rowe

William Rowe is a financial professional with over 17 years of experience in the securities industry. William is currently registered with Citizens JMP Securities, LLC, and is located in Boston, MA. William has held previous roles with Citizens Capital Markets, SunTrust Robinson Humphrey, Inc., CCO Investment Services Corp., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Banc of America Securities LLC. William holds Series 6, 7, 63, and SIE licenses and has passed the Series 79TO exam.

Firm Information

William Rowe is currently registered with Citizens JMP Securities, LLC. Citizens JMP Securities, LLC, a Limited Liability Company, was formed in 2002 and is approved in all 50 states and the District of Columbia. The firm has received one SEC registration and 51 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

238

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Rowe’s Registration & Firm History

MA

08/01/2023 - Present

Citizens JMP Securities, LLC (BOSTON MA)

MA

01/02/2019 - 08/01/2023

CITIZENS CAPITAL MARKETS (BOSTON MA)

MA

08/07/2014 - 08/07/2018

SUNTRUST ROBINSON HUMPHREY, INC. (BOSTON MA)

MA

11/23/2012 - 07/18/2014

CCO INVESTMENT SERVICES CORP. (BOSTON MA)

NY

11/01/2010 - 07/10/2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

MA

07/20/2006 - 11/01/2010

BANC OF AMERICA SECURITIES LLC (BOSTON MA)

NA

08/31/1993 - 07/01/1994

SCUDDER INVESTOR SERVICES, INC.

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Licenses & Designations

BC

Issued 08/09/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 08/07/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/19/2006

Series 7 - General Securities Representative Examination

BC

Issued 08/12/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Stanhope Rowe.
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