Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Gall is a registered representative with Northwestern Mutual Investment Services, LLC. William has been in the securities industry for over 25 years and is licensed in New York and Texas. William is a Series 6 and Series 63 licensed representative and holds a SIE license. William is located in New Hartford, New York, and has been with Northwestern Mutual Investment Services, LLC for over 20 years. The firm is a Registered Investment Advisor and offers a variety of financial products and services, including investment advice, retirement planning, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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NY
04/11/2006 - Present
Northwestern Mutual Investment Services, LLC (NEW HARTFORD NY)
NY
07/11/1997 - 03/31/2006
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CLAYVILLE NY)
BC
Issued 11/21/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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