Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Stafford Craig is an investment advisor representative who has been in the financial industry since November 25, 2001. William is currently registered with LPL Financial LLC. Prior to joining LPL Financial LLC, William was registered with CUNA Brokerage Services, Inc., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, J.P. MORGAN SECURITIES LLC, SORRENTO PACIFIC FINANCIAL, LLC, EDWARD JONES, PRINCIPAL FUNDS DISTRIBUTOR, INC., XCU CAPITAL CORPORATION, INC., FINANCIAL NETWORK INVESTMENT CORPORATION, and EDWARD JONES. William holds Series 63, 66, 7 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
05/18/2022 - Present
LPL Financial LLC (AUBURN CA)
CA
10/10/2019 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (Marysville CA)
CA
05/18/2015 - 06/27/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DAVIS CA)
CA
03/07/2013 - 05/12/2015
J.P. MORGAN SECURITIES LLC (CARMICHAEL CA)
CA
11/28/2011 - 03/01/2013
SORRENTO PACIFIC FINANCIAL, LLC (GRASS VALLEY CA)
CA
07/18/2011 - 09/30/2011
EDWARD JONES (FOLSOM CA)
CA
06/21/2007 - 07/18/2011
PRINCIPAL FUNDS DISTRIBUTOR, INC. (EL DORADO HILLS CA)
CA
09/09/2002 - 06/27/2007
XCU CAPITAL CORPORATION, INC. (ROSEVILLE CA)
CA
02/12/2001 - 09/23/2002
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
MO
09/10/1999 - 01/12/2001
EDWARD JONES (ST. LOUIS MO)
BC
Issued 11/01/2019
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 03/26/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/27/2017
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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