Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Squarciafico is a financial advisor at Morgan Stanley. William has been in the industry since May 14, 2011. William has been registered with the Securities and Exchange Commission (SEC) since 2010. William is currently licensed to sell securities in Arizona, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Idaho, Illinois, Indiana, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oregon, Pennsylvania, Rhode Island, South Carolina, Tennessee, Texas, Vermont, Virginia, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CT
04/08/2020 - Present
Morgan Stanley (MADISON CT)
CT
10/01/2012 - 06/17/2019
J.P. MORGAN SECURITIES LLC (NEW CANAAN CT)
CT
05/08/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (FAIRFIELD CT)
NY
03/08/2011 - 07/25/2011
MEYERS ASSOCIATES, L.P. (NEW YORK NY)
NY
08/16/2010 - 03/08/2011
NATIONAL SECURITIES CORPORATION (NEW YORK NY)
NY
08/02/2010 - 08/16/2010
MEYERS ASSOCIATES, L.P. (NEW YORK NY)
NY
07/22/2010 - 08/05/2010
CHARLES VISTA LLC (NEW YORK NY)
BOTH
Issued 08/23/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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