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William Spruill

Transamerica Financial Advisors, Inc.

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About William Spruill

William Spruill is an investment advisor representative affiliated with Transamerica Financial Advisors, Inc. in Ellicott City, MD. William has been in the securities industry since 1989 and is registered with the state of Maryland. William Spruill is also registered with the state of Maryland as an investment advisor representative. William has experience working with individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and Section 529 and UGMA/UTMA accounts. William is a licensed Series 7, Series 6, Series 63, and Series 66 representative.

Firm Information

William Spruill is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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William Spruill’s Registration & Firm History

MD

08/19/2024 - Present

Transamerica Financial Advisors, Inc. (ELLICOTT CITY MD)

DC

09/11/2014 - 11/15/2017

HD VEST INVESTMENT SERVICES (Washington DC)

MD

11/17/1998 - 10/07/2009

AMERIPRISE FINANCIAL SERVICES, INC. (ANNAPOLIS MD)

MN

11/17/1998 - 07/03/2006

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

NJ

07/10/1989 - 10/26/1989

FIRST INVESTORS CORPORATION (EDISON NJ)

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Licenses & Designations

BOTH

Issued 08/10/2024

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/26/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/08/2024

Series 7TO - General Securities Representative Examination

BC

Issued 05/18/2024

SIE - Securities Industry Essentials Examination

BC

Issued 09/11/2014

Series 7 - General Securities Representative Examination

BC

Issued 07/07/1989

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Spruill.
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