Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Spencer is a financial advisor with over 7 years of experience in the industry. William currently works for Kestra Investment Services, LLC. William holds FINRA Series 6, 26, 62 and 63 licenses along with a SIE. He is registered with the state of California and Ohio. William was previously registered with Nationwide Investment Services Corporation and Nationwide Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
03/10/2022 - Present
Kestra Investment Services, LLC (WOODLAND HILLS CA)
OH
01/02/2018 - 12/07/2021
NATIONWIDE INVESTMENT SERVICES CORPORATION (GRANDVIEW HEIGHTS OH)
OH
01/20/2015 - 01/12/2018
NATIONWIDE SECURITIES, LLC (COLUMBUS OH)
BC
Issued 12/21/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/17/2017
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 11/15/2018
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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