Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Fuller is a financial advisor with over 20 years of experience in the financial services industry. William is currently registered with Robert W. Baird & Co. Inc. as an investment advisor representative (IAR) and a general securities representative (Series 7). William has a diverse background, having worked previously with J.J.B. HILLIARD, W.L. LYONS, LLC and TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC. William has a strong track record of providing comprehensive financial planning and investment management services to a wide range of clients, including individuals, families, businesses, and institutions. William is committed to providing his clients with personalized advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
KY
10/18/2019 - Present
Robert W. Baird & Co. Inc. (Louisville KY)
KY
05/12/2008 - 10/18/2019
J.J.B. HILLIARD, W.L. LYONS, LLC (LOUISVILLE KY)
KY
09/08/2004 - 05/13/2008
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (LEXINGTON KY)
NY
03/31/2003 - 08/25/2004
TEACHERS PERSONAL INVESTORS SERVICES, INC. (NEW YORK NY)
IA
09/18/1997 - 03/20/1998
AFSG SECURITIES CORPORATION (CEDAR RAPIDS IA)
IA
Issued 10/15/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/31/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/2005
Series 7 - General Securities Representative Examination
BC
Issued 03/28/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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