Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Soltis is an investment advisor representative with Wells Fargo Advisors Financial Network, LLC. William has been in the securities industry since June 1991. William is registered with FINRA and is licensed to provide investment advice in Illinois, Texas, and Wisconsin. William has passed several securities examinations, including the Series 6, 7, 63, and 65 examinations. William specializes in providing financial planning, portfolio management, and investment consulting services to individual and institutional clients. William is also a registered representative of Wells Fargo Clearing Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WI
07/19/2022 - Present
Wells Fargo Advisors Financial Network, LLC (WEST BEND WI)
IL
07/01/2003 - 07/01/2022
WELLS FARGO CLEARING SERVICES, LLC (ORLAND PARK IL)
NY
06/18/1996 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
04/26/1991 - 04/12/1996
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
04/26/1991 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 11/27/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/20/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/1996
Series 7 - General Securities Representative Examination
BC
Issued 04/23/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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