Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Kass is a financial advisor with Stifel, Nicolaus & Company, Inc. William is active in both securities and investment advisory business, and has been in the industry since 1989. William is registered in 13 states, and has been an advisor at Stifel, Nicolaus & Company, Inc. since September 2014.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
LA
09/23/2014 - Present
Stifel, Nicolaus & Company, Inc. (NEW ORLEANS LA)
LA
02/13/2013 - 10/03/2014
RAYMOND JAMES & ASSOCIATES, INC. (NEW ORLEANS LA)
LA
04/09/1998 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (NEW ORLEANS LA)
NY
07/31/1993 - 04/24/1998
SMITH BARNEY INC. (NEW YORK NY)
NY
01/04/1993 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NJ
09/08/1989 - 01/15/1993
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
01/24/1989 - 06/27/1989
FIRST EAGLE, INC.
BC
Issued 09/14/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/24/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/24/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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